Alan Leale-Green FCCA
Chief Executive
Tel: 020 7065 5210
Email: alan.lealegreen@mms-rsl.com

Alan founded the company as Leale-Green Limited in early 1999 with the company's mission being: "To provide high quality compliance and finance consulting services to firms in the Financial Services industry, creating lasting client relationships by employing experienced and dynamic professionals to provide a personalised service." Many of his original clients remain with us today.

Having entered the securities and futures industry in 1976 Alan worked for a number of city institutions. From 1986 until the formation of the company, he was employed by Lehman Brothers where he held a variety of positions, including spending six years as European Head of Compliance.

Alan's experience of compliance and finance consultancy includes working with investment management firms, investment banks, broker dealers and corporate finance houses. The recent assignments carried out include: advising clients involved in start-ups and ongoing compliance procedures; acting as an interim Compliance Officer; establishing and monitoring risk based compliance procedures; and advising on regulatory disputes.

Alan has also worked on the Sound Practices guides as an adviser to industry practitioner committees set up by the Alternative Investment Management Association.

Derek McGibney LLM BBLS
Senior Compliance Consultant
Tel: 020 7065 5211
Email: derek.mcgibney@mms-rsl.com

Derek joined the company in April 2005 as a senior consultant. In addition to industry recognised exams, Derek has a solid base of background knowledge relating to financial services regulation gained while completing a degree in Business and Legal Studies (BBLS) and a masters degree in European Law from University College Dublin (LLM(European Law)).

Derek spent 3 years working at Davy Stockbrokers in Dublin (Compliance Executive), 3 years at Gartmore Investment Management plc (Compliance and Risk Executive) and a year and half at F&C Asset Management plc (Compliance Monitoring Manager).

Throughout his career, he has gained experience in a broad range of compliance, operational risk and audit areas, covering issues from multiple jurisdictions (UK, EU, US, UAE, Japan), business types (Stock broking, Corporate Finance, Venture Capital, Private Equity, Asset Management, Boutique Investment Banking), product types (UCITS, UCIS investing in Equity, Credit, Loans, OTC's, SWAP's, CDS) and other non-standard investment types (litigation funding, property, specialist private equity). and has been involved with developing industry standards and working with regulators on changes to regulations.

Derek has also worked on consultations as an adviser to industry practitioner committees set up by the Alternative Investment Management Association.

Gabriella Baber LLB(Hons) PgDip
Senior Compliance Consultant
Tel: 020 7065 5212
Email: gabriella.baber@mms-rsl.com

Gabriella joined the firm as a compliance consultant in March 2005. Gabriella holds an LLB honours degree and postgraduate diploma in Law and was called in to the Bar in 2004. Her previous experience was within the legal arena.

Gaby's experience as a consultant includes compliance monitoring, conducting independent compliance reviews, assisting firms with their FSA authorisation process, conducting risk reviews and ICAAPs. She advises a range of firms including investment management, corporate finance and broker dealer firms.

Jonathan Currie
Senior Compliance Consultant
Tel: 020 7065 5217
Email: jonathan.currie@mms-rsl.com

Jonathan joined in July 2004 and now has over 15 years' experience in compliance of the financial services industry. His career has included work in the banking sector, the brokerage and bond industry, as well as time spent with LIFFE, before moving into practice as a compliance specialist within compliance consultancy.

Jonathan's experience as a consultant extends to Private Equity/Venture Capital, Investment Management and Investment Banking and includes providing clients with advice and assistance including FSA authorisation, general compliance support, advice, regular compliance monitoring and independent compliance reviews including documentation production and review.

Niki Lynn
Senior Compliance Consultant
Tel: 020 7065 5216
Email: niki.lynn@mms-rsl.com

Niki joined in May 2004 as a compliance consultant. Niki previously worked as a Client Manager for an offshore tax consultancy and speaks Spanish and French. Niki holds a degree in International Business and Languages and is currently studying for the SII Investment Compliance Diploma.

Niki's experience includes assisting firms with their FSA authorisation process, conducting independent compliance and risk reviews, compliance monitoring and SEC registration.

Bobby Johal
Compliance Consultant
Tel. 020 7065 5224
Email: bobby.johal@mms-rsl.com

Bobby joined the firm as a consultant in July 2008. Prior to this he was a compliance officer at Bear Stearns International and, before that, spent almost five years at the Financial Services Authority.

Bobby's experience as a consultant encompasses assisting firms with their FSA authorisation process, conducting independent compliance and risk reviews, compliance monitoring and MiFID / CRD. Bobby graduated from Southampton University with a BA (Hons) degree in Philosophy and Politics.

Chris Dimmock
Finance Consultant
Tel. 020 7065 5222
Email: chris.dimmock@mms-rsl.com

Chris joined the firm in April 2008 as a finance consultant. He graduated from the University of East Anglia with a degree in Accounting and Finance. Prior to joining Chris worked as an accounts assistant at Capita Financial and as a syndicate accounts assistant at ACE Europe. He is currently studying for the Association of Chartered Certified Accountants.

Chris joined the firm in April 2008 as a finance consultant. He graduated from the University of East Anglia with a degree in Accounting and Finance. Prior to joining Chris worked as an accounts assistant at Capita Financial and as a syndicate accounts assistant at ACE Europe. He is currently studying for the Association of Chartered Certified Accountants.